Joshua Samuel Greenberg

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2004 → Present
  Bank Of America, N.A.
  New York, NY
• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY

Previous Registrations

• 2004-04-21 → 2009-10-23
  Banc Of America Investment Services, Inc.
  New York, NY
  New York, NY
• 2002-04-04 → 2002-12-10
  Citicorp Investment Services
  New York, NY

Other Businesses

1) JUVENILE DIABETES RESEARCH FOUNDATION; NOT INV REL; NY, NY 10016; CHARITABLE; BOARD MEMBER OF THE YOUNG LEADERSHIP GROUP; OCT 2004; 2 HRS/MO, NONE DURING SECS TRADING HRS; ORGANIZE FUNDRAISING TO FIND A CURE FOR JUVENILE DIABETES & WORK WITH MEMBERS TO INFORM THEM & EDUCATE THE DISEASE & RESEARCH FOR A CURE. I*925292 For profit or not for profit: Entity For Profit Name of outside business organization: SW Park Hands LLC Investment related: N Address of business: Brooklyn, New York, 11225 Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 7/28/2022 Number of hours devoted: 10 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , This is my family vacation home which I will rent for a few weeks a year

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-08-28
• S63 Uniform Securities Agent State Law Examination
  1999-09-13

Other Names

• Josh Greenberg