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4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-10-05 |
Branch Locations
4900 Tiedeman Road, Brooklyn, OH 44144 • United States
Berrien Springs, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | St. Joseph | MI | 05/2014 | 02/2019 |
| Tiaa | South Bend | IN | 02/2019 | 09/2023 |
| Tiaa-Cref Individual & Institutional Services, Llc | South Bend | IN | 02/2019 | 09/2023 |
| Keybank N.A. | Brooklyn | OH | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 2001-04-18 |
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