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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-07-08 |
| WI | RA | APPROVED | 2013-07-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mequon | WI | 07/2013 | Present |
| Bank Of America, N.A. | Mequon | WI | 07/2013 | Present |
I*1260331 For profit or not for profit: Entity Charitable Name of outside business organization: Family Sharing of Ozaukee County Incorporated Investment related: N Address of business: Grafton, Wisconsin, 53024 Nature of business: ["Charitable Organization"] Position, title, association: ["Board Member"], Start date of relationship: 6/1/2023 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , The entity is a food pantry providing food to low income households and has a re-sale shop similar to Goodwill. I have been asked to sit on board of directors specifically the finance subcommittee
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-04-09 |
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