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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-31 |
| CT | RA | APPROVED | 2025-06-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hyannis | MA | 02/2025 | Present |
| Unemployed | Falmouth | MA | 01/2025 | 02/2025 |
| The Black Dog Tavern Company | Mashpee | MA | 03/2022 | 01/2025 |
| Athletic Performance Training | East Falmouth | MA | 09/2018 | 03/2022 |
| Aceso Interactive | Wilbraham | MA | 01/2016 | 08/2018 |
| Bank Of America, N.A. | Hyannis | MA | 04/2025 | Present |
I*: 2227271Entity Type: For ProfitName of OBA: Aceso InteractiveAddress: Wilbraham, MA 01095Investment Related: NoPosition, Title, Association: officerEmployee Start Date: 09/01/2009Number of Hours: 0Number of Hours during trading: 0Duties: I have no role or responsibilities in this company. This is my husband's company. I was added as an officer when the business was established. I play no role in this company and will have him remove me as in officer of the company as soon as he is able to complete the necessary paperwork. I do not have access to any banking or investment accounts for Aceso Interactive. I do not make any investment or financial decisions. I am listed as secretary. My husband (who owns this company) is working on removing my name. I will update the AIM as soon as this is completed. I*3758281, Entity Type: Entity Charitable, Name of OBA: St. John Paul II School, Address: Hyannis, Massachusetts, 02601, Investment Related: N, Position, Title, Association: Committee, Employee Start Date: 03/01/2026, No Hours: 10 Yearly, No Hours during Trading: 1 Yearly, Duties: I will help with mailing invitations, soliciting donations from area businesses and setting up the day of the event. Parent Teacher Organization - I am planning to volunteer to help organize the school's annual gala.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-27 |
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