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Current Employers
A.G.P. / Alliance Global Partners

88 Post Road West 2Nd Floor, Westport, CT 06880 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-06
SC RA APPROVED 2023-01-05
  • TX RA
    APPROVED_RES
    Since 2024-09-06
  • SC RA
    APPROVED
    Since 2023-01-05

Branch Locations

2137 Route 35 Suite 345, Holmdel, NJ 07733 • United States

602 College Avenue Suite 3, Clemson, SC 29631 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Summit Brokerage Services Seneca SC 01/2015 12/2016
Summit Financial Group Seneca SC 01/2015 12/2016
Center Street Securities, Inc. Nashville TN 01/2017 12/2022
Alliance Global Partners Seneca SC 01/2023 Present
  • 01/2015 → 12/2016
    Summit Brokerage Services
    Seneca, SC
  • 01/2015 → 12/2016
    Summit Financial Group
    Seneca, SC
  • 01/2017 → 12/2022
    Center Street Securities, Inc.
    Nashville, TN
  • 01/2023 → Present
    Alliance Global Partners
    Seneca, SC
Previous Registrations
  • 2017-01-18 → 2023-01-05
    Center Street Advisors, Inc.
    Seneca, SC
  • 2015-01-12 → 2016-12-27
    Summit Financial Group Inc
    Seneca, SC
  • 2013-09-09 → 2014-10-17
    Greenville, SC
    Seneca, SC
    Greenville, SC
  • 2011-11-03 → 2013-06-28
    Raleigh, NC
  • 2005-05-17 → 2011-11-01
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Seneca, SC
    Piedmont, SC
    Piedmont, SC
    Williamston, SC
    Clemson, SC
    Charlotte, NC
    Clemson, SC
Other Businesses

(1) Gray Wealth Management - at branch office - 160 months - owner. Offers Insurance products, 80 hours a month. (2) Chamber, Clemson Area Chamber. Clemson, SC, 2 hours per month. (3) Social Group - Clemson Women's Group Member, attend meetings. 5 hours per month. Does not handle monies.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-16
S63 Uniform Securities Agent State Law Examination 2001-03-16
  • S66 Uniform Combined State Law Examination
    2005-05-16
  • S63 Uniform Securities Agent State Law Examination
    2001-03-16
Other Names
  • Sarah Louise Gray
  • Sarah Louise Keener
  • Sarah Louise Lemen
  • Sarah Gray Creager
  • Sarah Creager

View on SEC IAPD

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