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Gail Ann Sullivan

Focus Partners Wealth, LLC

Westford, MA

CRD 4345779

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Employer firm

Focus Partners Wealth, LLC CRD 159289

$182B regulatory AUM 1,500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2019-07-09
  • MA RA
    APPROVED
    Since 2019-07-09

Branch Locations

238 Littleton Road Suite 201, Westford, MA 01886 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aurora Financial Advisors, Llc Wellesley MA 03/2016 02/2019
The Colony Group, Llc Boston MA 02/2019 Present
  • 03/2016 → 02/2019
    Aurora Financial Advisors, Llc
    Wellesley, MA
  • 02/2019 → Present
    The Colony Group, Llc
    Boston, MA
Previous Registrations
  • 2016-05-02 → 2019-03-09
    Aurora Financial Advisors, Llc
    Wellesley, MA
  • 2010-11-23 → 2016-03-23
    North American Management Corp
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-11-22
  • S65 Uniform Investment Adviser Law Examination
    2010-11-22
Other Names
  • Gail Ann Spinosa

View on SEC IAPD

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