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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2009-10-23 |
Branch Locations
1111 E Main St, Richmond, VA 23219 • United States
22 Bull St, Savannah, GA 31401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Richmond | VA | 10/2009 | Present |
| Bank Of America, N.A. | Richmond | VA | 01/1986 | Present |
I*81013 ENTITY TYPE: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: WESTMINSTER CANTERBURY FOUNDATION INVESTMENT RELATED: NO ADDRESS OF BUSINESS: RICHMOND, VIRGINIA 23227 POSITION, TITLE, ASSOCIATION: DIRECTOR START DATE OF RELATIONSHIP: 1/1/2016 NUMBER OF HOURS DEVOTED: 2 HOURS MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 2 DUTIES: WESTMINSTER CANTERBURY FOUNDATION PROVIDES FINANCIAL SUPPORT TO RESIDENTS AND POTENTIAL RESIDENTS OF WESTMINSTER CANTERBURY, A RETIREMENT/ CONTINUING CARE COMMUNITY, WHO ARE IN NEED OF FINANCIAL SUPPORT. I*99335 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: B POOL LLC INVESTMENT RELATED: NO ADDRESS OF BUSINESS: RICHMOND, VIRGINIA 23226 POSITION, TITLE, ASSOCIATION: FAMILY HELD START DATE OF RELATIONSHIP: 10/7/2016 NUMBER OF HOURS DEVOTED: 2 HOURS MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MY WIFE AND ONE OF HER SISTER'S HAVE TAKEN OVER OWNERSHIP OF A FAMILY HOME. WHILE IT IS INTENDED FOR PERSONAL USE, THERE WILL BE TIMES THAT THEY WILL SELECTIVELY RENT IT OUT TO OFFSET OWNERSHIP EXPENSES. I HAVE NO OWNERSHIP BUT WILL PAY BILLS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2001-04-11 |
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