Milton Dale Thiel

Current Employers

Trinity Neches

Sugar Land, TX • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-02-23

TX RA
APPROVED

Since 2016-02-23

Branch Locations

Sugar Land, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Trinity Neches	Sugar Land	TX	01/2016	Present

01/2016 → Present

Trinity Neches

Sugar Land, TX

Previous Registrations

2006-01-05 → 2016-01-22

Ascension Capital Advisors, Inc.

Houston, TX
2003-01-03 → 2005-03-10

American General Securities Incorporated

Sugarland, TX
2002-08-16 → 2002-11-11

Osaic Fa, Inc.

Houston, TX

Other Businesses

1) Milton D. Thiel is a Member of Board of Directors of the Fort Bend County Toll Road Authority and the Fort Bend Grand Parkway Toll Road Authority. Number of hours spent a month is approximately seven. 2) Blue Sky Data Mgmt: OPI date of Commitment: 09/09/2010 Private Equity

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-08-14
S63	Uniform Securities Agent State Law Examination	2001-03-28

S65 Uniform Investment Adviser Law Examination

2002-08-14
S63 Uniform Securities Agent State Law Examination

2001-03-28

Designations

Other Names

Chip Thiel

View on SEC IAPD