Graig Stephen Nickel

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2010 → 01/2024
  The Vanguard Group, Inc.
  Malvern, PA
• 01/2024 → 07/2025
  Next Financial Group, Inc.
  Gilbertsville, PA
• 07/2025 → Present
  Lpl Financial Llc
  Gilbertsville, PA

Previous Registrations

• 2024-01-17 → 2025-07-10
  Next Financial Group, Inc.
  Cherry Hill, NJ
  Gilbertsville, PA
• 2009-09-28 → 2010-04-09
  Blackrock Investment Management, Llc
  Princeton, NJ

Other Businesses

1 - 07/2025 - Mr. Max Bagels dba Barrister's Bagels - Outside/W-2 Employment - Not Inv Related - 30 Hours/Month - Royersford, PA - OBA Start Date: 06/01/2024. 2 - 07/2025 - BRIGG's Contracting & Services, LLC - Not Inv Related - 30 Hours/Month - 5 Hours During Trading - Gilbertsville, PA - OBA Start Date: 03/13/2024. 3 - 07/2025 - Stahl Capital Group - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 130 Hours During Trading - At reported business location(s). 4 - 07/2025 - Saline Stahl Wealth Management Group - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 130 Hours During Trading - At reported business location(s).

Exams

• S66 Uniform Combined State Law Examination
  2009-09-04
• S63 Uniform Securities Agent State Law Examination
  2001-03-14

Designations

• Chartered Financial Analyst