Craig Raymond Strauss

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2023-11-17
MA	RA	APPROVED	2010-12-13

NH RA
APPROVED

Since 2023-11-17
MA RA
APPROVED

Since 2010-12-13

Branch Locations

Exeter, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Newburyport	MA	12/2010	Present

12/2010 → Present

Lpl Financial Llc

Newburyport, MA

Previous Registrations

2008-08-07 → 2010-12-13

Edward Jones

Wakefield, MA

Other Businesses

1. 10/13/2010 - STRAUSS WEALTH MANAGEMENT - INV REL - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 2. 07/03/2015 - NO BUSINESS NAME - NOT INV REL - MUSICIAN - START 07/01/2015 - 12 HOURS PER MONTH, 0 DURING TRADING - OCCASIONALLY PERFORM AS PART TIME MUSICIAN ONCE OR TWICE A MONTH ON WEEKENDS 3. 03/16/2016 * LTCi Partners * Non-Variable Insurance * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 03/15/2015 * As an LPL Financial Advisor, I will be using LTCi Partners (agency) to provide long-term care solutions to clients * 1 HR/MO DURING SECS TRDG HRS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-07-29
S63	Uniform Securities Agent State Law Examination	2003-03-04

S66 Uniform Combined State Law Examination

2008-07-29
S63 Uniform Securities Agent State Law Examination

2003-03-04

Other Names

Craig R Strauss

View on SEC IAPD