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Paul Thomas Biafore

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Henderson, NV

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2005-04-05
NV RA APPROVED 2002-04-12
  • TX RA
    APPROVED_RES
    Since 2005-04-05
  • NV RA
    APPROVED
    Since 2002-04-12

Branch Locations

450 N Stephanie St, Henderson, NV 89014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Henderson NV 04/2002 Present
Bank Of America,Na Las Vegas NV 09/2009 Present
  • 04/2002 → Present
    Merrill Lynch
    Henderson, NV
  • 09/2009 → Present
    Bank Of America,Na
    Las Vegas, NV
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-04-19
S63 Uniform Securities Agent State Law Examination 2001-04-09
  • S65 Uniform Investment Adviser Law Examination
    2001-04-19
  • S63 Uniform Securities Agent State Law Examination
    2001-04-09

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC · HENDERSON, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HENDERSON, NV
WELLS FARGO CLEARING SERVICES, LLC · HENDERSON, NV
FOUNDATIONS INVESTMENT ADVISORS LLC · HENDERSON, NV
THE WEALTH CONSULTING GROUP · Henderson, NV
THRIVE WISE WEALTH · HENDERSON, NV
CHARLES SCHWAB & CO., INC. · Henderson, NV

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