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James Stephen Harper

Harper Wealth Management LLC

Gilbert, AZ

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Current Employers
Harper Wealth Management Llc

1760 E Pecos Rd Suite 310, Gilbert, AZ 85295 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-01-01
  • AZ RA
    APPROVED
    Since 2026-01-01

Branch Locations

1760 E Pecos Rd Suite 310, Gilbert, AZ 85295 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Js Harper Financial Services, Llc Dba Precision Tax & Financial Gilbert AZ 12/2005 01/2019
Empire Wealth Advisors Inc. Gilbert AZ 12/2015 03/2018
Ae Wealth Management, Llc Topeka KS 02/2018 01/2019
Trajan Wealth, Llc Scottsdale AZ 01/2019 01/2021
Js Harper Financial Services, Llc Dba Harper Wealth Gilbert AZ 03/2021 12/2022
A-10 Transport San Tan Valley AZ 10/2019 Present
Harper Wealth Management Llc San Tan Valley AZ 08/2025 Present
Self Employed San Tan Valley AZ 03/2003 Present
  • 12/2005 → 01/2019
    Js Harper Financial Services, Llc Dba Precision Tax & Financial
    Gilbert, AZ
  • 12/2015 → 03/2018
    Empire Wealth Advisors Inc.
    Gilbert, AZ
  • 02/2018 → 01/2019
    Topeka, KS
  • 01/2019 → 01/2021
    Scottsdale, AZ
  • 03/2021 → 12/2022
    Js Harper Financial Services, Llc Dba Harper Wealth
    Gilbert, AZ
  • 10/2019 → Present
    A-10 Transport
    San Tan Valley, AZ
  • 08/2025 → Present
    San Tan Valley, AZ
  • 03/2003 → Present
    Self Employed
    San Tan Valley, AZ
Previous Registrations
  • 2021-04-21 → 2022-12-31
    Harper Wealth
    Gilbert, AZ
  • 2019-01-28 → 2021-02-24
    Scottsdale, AZ
    Gilbert, AZ
  • 2018-03-02 → 2019-01-22
    Gilbert, AZ
  • 2015-12-09 → 2018-03-26
    Rovin Capital
    Mesa, AZ
  • 2014-02-04 → 2015-07-13
    Precision Investment Management
    Mesa, AZ
  • 2012-08-28 → 2014-01-30
    Mesa, AZ
    Cornelius, NC
  • 2008-06-24 → 2012-08-17
    Harper Wealth Advisory
    Mesa, AZ
  • 2010-06-21 → 2011-08-26
    Global Financial Private Capital, Inc.
    Mesa, AZ
    Sarasota, FL
Other Businesses

1. A-10 Transport. Non investment related. 31921 N Caspian Way, San Tan Valley, AZ. FedEx Contractor. Strategic Management. Partner. Started 10/2019. Approx 5 hours per month. None during trading hours. Oversee the successful operation of the business. 2. Self-employed. Investment related. 31921 N Caspian Way, San Tan Valley, AZ. Fixed Business Sales. Insurance Producer. Agent. Started 03/2003. Approx 5 hours per month. 5 hours during trading hours. Engage clients and produce insurance sales.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-03-01
  • S63 Uniform Securities Agent State Law Examination
    2001-03-01
Designations
Other Names
  • J Steve Harper
  • J Stephen Harper
  • J Steve Harper

View on SEC IAPD

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