Michael Ganaden Basco

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 07/2022
  National Securities Corp
  Lombard, IL
• 07/2022 → 01/2023
  B. Riley Wealth Management
  Oakbrook Terrace, IL
• 01/2023 → Present
  Lpl Financial Llc
  Naperville, IL

Previous Registrations

• 2014-04-30 → 2023-01-11
  B. Riley Wealth Advisors, Inc.
  Lombard, IL
  Oakbrook Terrace, IL
• 2006-07-28 → 2014-04-24
  Oppenheimer & Co. Inc.
  Chicago, IL
• 2003-06-30 → 2006-08-01
  Ameriprise Advisor Services, Inc.
  Oakbrook Terrace, IL
  Oakbrook Terrace, IL
• 2002-10-07 → 2003-07-09
  Choreo, Llc
  Oakbrook Terrace, IL

Other Businesses

1. 3/23/2023 - Michael Basco Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 03/07/2023 - 0 Hours Per Month/0 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  1999-08-17

Other Names

• Miichael Basco