Brian Thomas Babcock

Current Employers

Horizon Wealth Advisors

Lakewood Ranch, FL • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2011-09-21

FL RA
APPROVED

Since 2011-09-21

Branch Locations

Lakewood Ranch, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Horizon Wealth Advisors, Llc	Lakewood Ranch	FL	09/2011	Present
Purshe Kaplan Sterling Investments	Albany	NY	09/2011	Present
Gulf Coast Financial Network Llc	Bradenton	FL	01/2007	Present

09/2011 → Present

Horizon Wealth Advisors, Llc

Lakewood Ranch, FL
09/2011 → Present

Purshe Kaplan Sterling Investments

Albany, NY
01/2007 → Present

Gulf Coast Financial Network Llc

Bradenton, FL

Other Businesses

1) HORIZON WEALTH ADVISORS, LLC; INVESTMENT RELATED; 9040 TOWN CENTER PARKWAY LAKEWOOD RANCH, FL 34202; RIA/IAR; START DATE: 09/2011; APPROX. 50 HRS/MO 2) FIXED INSURANCE; INVESTMENT RELATED; 9040 TOWN CENTER PARKWAY LAKEWOOD RANCH, FL 34202; SALE OF LIFE, DISABILITY INSURANCE POLICIES AND ANNUITIES, LONG TERM CARE, AND MEDICARE SUPPLEMENTS; START DATE: 01/2001; APPROX 60 HRE/MO 3) PKS FINANCIAL SERVICES; INVESTMENT RELATED; 80 STATE ST, ALBANY, NY 12207; 9/12/2011-PRESENT; AGENT, FIXED INSURANCE SALES

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2011-12-03
S65	Uniform Investment Adviser Law Examination	2011-07-30

S63 Uniform Securities Agent State Law Examination

2011-12-03
S65 Uniform Investment Adviser Law Examination

2011-07-30