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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-06-14
  • MD RA
    APPROVED
    Since 2023-06-14

Branch Locations

1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States

3 Park Place 3Rd Floor, Annapolis, MD 21401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Annapolis MD 12/2022 Present
Stay At Home Parent Laurel MD 07/2014 12/2022
  • 12/2022 → Present
    Ubs Financial Services
    Annapolis, MD
  • 07/2014 → 12/2022
    Stay At Home Parent
    Laurel, MD
Previous Registrations
  • 2014-01-15 → 2014-08-04
    Washington, DC
  • 2009-06-01 → 2014-02-26
    Annapolis, MD
    Washington, DC
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Annapolis, MD
  • 2006-02-28 → 2007-04-02
    Morgan Stanley Dw Inc.
    Annapolis, MD
  • 2002-10-09 → 2005-09-14
    Morgan Stanley Dw Inc.
    Washington, DC
Other Businesses

NAME OF OTHER BUSINESS: Hammond Park Recreation Inc / INVESTMENT RELATED?:N / ADDRESS: 8034 Helmart Dr,Laurel/ NATURE OF THE BUSINESS: Sport & Leisure Facilities, Private neighborhood swimming pool / POSITION: Member of Board of directors / DUTIES: Secretary - website and social media notices to members germane to pool activities or events only/ START DATE: 11/15/19 / HOURS DEVOTED TO BUSINESS: NA C M H B Rev Tr U/A Dtd 2/22/2017,estate plan - personal revocable trust FBO my mother C B (grantor). account held at UBS.,MDUnited States,trustee for revocable trust - my mother's account,Start date-10/10/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-14
  • S66 Uniform Combined State Law Examination
    2023-06-14
Other Names
  • Carey Catherine Balmer
  • Carey Catherine White
  • Carey C.B. White
  • Carey C B White
  • Carey Catherine Balmer White

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