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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-06-26
  • OH RA
    APPROVED
    Since 2025-06-26

Branch Locations

Cincinnati, OH • United States

Cincinnati, OH • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stonex Securities Inc Covington KY 03/2015 06/2025
Stonex Advisors Inc Covington KY 03/2015 06/2025
Lpl Financial Llc Covington KY 06/2025 Present
Previous Registrations
Other Businesses

06/17/2025 - Michael Perkins - Non-Variable Insurance - Inv Related - Cincinnati OH - 01/01/2000 - 0 hrs per month - 1% time spent 06/17/2025 - Cox Financial Corporation - DBA for LPL Business (entity for LPL business) - Inv Related - Covington KY - 01/01/1999

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-10-28
  • S63 Uniform Securities Agent State Law Examination
    1999-10-28

View on SEC IAPD

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