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Thomas J Dusing

Strategic Advisers LLC

Carol Stream, IL

Naperville, IL

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • IL RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

Carol Stream, IL • United States

47 E Chicago Ave, Naperville, IL 60540-5325 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Naperville IL 04/2014 Present
Fidelity Personal And Workplace Advisors Boston MA 07/2018 Present
Fidelity Investments Boston MA 03/2025 Present
  • 04/2014 → Present
    Fidelity
    Naperville, IL
  • 07/2018 → Present
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2018-07-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
    Naperville, IL
    Carol Stream, IL
  • 2014-04-30 → 2018-07-13
    Strategic Advisers Llc
    Naperville, IL
  • 2012-07-26 → 2014-05-09
    Credit Suisse Securities (Usa) Llc
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-07-25
S63 Uniform Securities Agent State Law Examination 2010-05-26
  • S65 Uniform Investment Adviser Law Examination
    2012-07-25
  • S63 Uniform Securities Agent State Law Examination
    2010-05-26
Other Names
  • Thomas Joseph Dusing

View on SEC IAPD

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