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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-06 |
| FL | RA | APPROVED | 2009-08-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Pensacola | FL | 08/2009 | Present |
1. FICTION WRITING; WRITER; 2 HOURS PER WEEK; NOT DURING SECURITY TRADING HOURS. 2. State of Florida; 25 W Cedar St Pensacola FL 32502; Notary; Notarize documents; 04/22/2014; 2 hrs/year; During security trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-09-20 |
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