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Christina Marie Lake

Ameriprise Financial Services, LLC

North Haven, CT

Orange, CT

CRD 4344118

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2003-04-25
  • CT RA
    APPROVED
    Since 2003-04-25

Branch Locations

250 State St Unit E1, North Haven, CT 06473-2182 • United States

Orange, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. North Haven CT 09/2005 03/2020
Ameriprise Financial Services, Llc North Haven CT 03/2020 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Single Family; 484A Commanche Lane, , Stratford, CT, 06614; Not Investment-Related; 01/04/2024.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-07
  • S66 Uniform Combined State Law Examination
    2001-05-07
Other Names
  • Puente
  • Christina Marie Puente

View on SEC IAPD

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