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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-05-16 |
Branch Locations
1309 W. 15Th Street Suite 150, Plano, TX 75075 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
5050 Quorum Dr., Ste 260, Dallas, TX 75254 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 11/2001 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 11/2001 | 05/2022 |
| Lpl Financial | Plano | TX | 05/2022 | Present |
1- 05/2022 / Scholl Wealth Management / DBA for LPL Business (entity for LPL business / Investment Related / Plano, TX 2- 03/28/2024 - SCHOLL WEALTH MANAGEMENT - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 03/26/2024 - 5 Hours Per Month/ 1 Hour During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-02-25 |
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