Arthur Allen Freedman

Current Employers

Essex Llc

21805 Field Parkway Suite 340, Deer Park, IL 60010 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2015-01-14
IL	RA	APPROVED	2015-01-12

CA RA
APPROVED

Since 2015-01-14
IL RA
APPROVED

Since 2015-01-12

Branch Locations

21805 Field Parkway Suite 340, Deer Park, IL 60010 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Essex, Llc	Deer Park	IL	04/2000	Present

04/2000 → Present

Essex, Llc

Deer Park, IL

Previous Registrations

2002-10-08 → 2014-12-31

Essex Llc

Deer Park, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-03-19

S65 Uniform Investment Adviser Law Examination

2002-03-19

Other Names

Arthur A Freedman

View on SEC IAPD

Current Employers

Essex Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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