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Burton Oslin Baker

Baker Asset Management, LLC

Williamsburg, VA

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Current Employers
Baker Asset Management, Llc

Williamsburg, VA • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2008-03-11
  • VA RA
    APPROVED
    Since 2008-03-11

Branch Locations

Williamsburg, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investors Capital Corp Lynnfield MA 02/2003 Present
Eastern Point Advisors Williamsburg VA 02/2003 Present
1693 Asset Management Williamsburg VA 03/2002 Present
  • 02/2003 → Present
    Investors Capital Corp
    Lynnfield, MA
  • 02/2003 → Present
    Eastern Point Advisors
    Williamsburg, VA
  • 03/2002 → Present
    1693 Asset Management
    Williamsburg, VA
Previous Registrations
  • 2005-06-16 → 2005-12-31
    Investors Capital Corp.
    Williausburg, VA
  • 2003-02-12 → 2005-06-16
    Eastern Point Advisors Inc.
    Williamsburg, VA
  • 2001-04-26 → 2003-02-11
    Legg Mason Wood Walker, Incorporated
    Newport News, VA
Other Businesses

1693 ASSET MANAGEMENT - SECURITIES/BROKERAGE SINCE 3/02, PORTFOLIO MANAGER, 100% OF TIME SPENT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-03-10
S63 Uniform Securities Agent State Law Examination 2001-03-13
  • S65 Uniform Investment Adviser Law Examination
    2008-03-10
  • S63 Uniform Securities Agent State Law Examination
    2001-03-13

View on SEC IAPD

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