Rao Rama Anand

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2001 → 09/2025
  Avantax Investment Services, Inc.
  Phoenix, AZ
• 01/1990 → 01/2024
  Anand & Anand, Cpa
  Phoenix, AZ
• 01/2008 → 09/2025
  Avantax Advisory Services
  Phoenix, AZ
• 08/2006 → 09/2025
  Avantax Insurance Agency, Llc
  Phoenix, AZ
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Phoenix, AZ
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2008-02-01 → 2025-09-05
  Avantax Advisory Services
  Phoenix, AZ
  Phoenix, AZ

Other Businesses

1) The Reserve at Foothills Vista - HOA~'NIR'~15215 S 48th Street,~Phoenix~AZ~85044~Club/Association Director/Officer~President~3/1/2013~2hrs~0hrs~HOA management - Outside magagment company does all work 2) TiE Arizona~'NIR'~15215 S 48th. Street, Ste 160~Phoenix~AZ~85044~Nonprofit~Treasurer/Comptroller~1/1/2000~4hrs~0hrs~Treasurer, accounting and taxes. Board Member 3) Anand Financial Services~'NIR'~15215 South 48th Street, Suite 160~Phoenix~AZ~85044~Other~Owner/Sole Proprietor~1/1/2010~140hrs~7hrs~operational/marketing name only| 4) Anand Properties, LLC~'NIR'~15215 S 48th Stree, Ste 160~Phoenix~AZ~85044~Rental Property Owner/Management~Partner/General Partner~1/1/2004~1hrs~0hrs~Own and manage property that we occupy for our business|

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-11-21
• S63 Uniform Securities Agent State Law Examination
  2002-08-23

Other Names

• Ron Rama Anand