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Current Employers
Harbour Investments, Inc.

575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-11-01
  • WI RA
    APPROVED
    Since 2023-11-01

Branch Locations

6255 University Ave Suite 101, Middleton, WI 53562 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Girard Securities, Inc. San Diego CA 02/2006 11/2017
Cetera Advisor Networks Llc El Segundo CA 09/2017 09/2018
Ignite Planners Llc Dba Retirement Solutions Middleton WI 11/2017 Present
Sa Stone Wealth Management Inc. Birmingham AL 09/2018 11/2023
Retirement Solutions, Llc Middleton WI 11/2023 Present
Harbour Investments, Inc. Madison WI 11/2023 Present
  • 02/2006 → 11/2017
    Girard Securities, Inc.
    San Diego, CA
  • 09/2017 → 09/2018
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 11/2017 → Present
    Ignite Planners Llc Dba Retirement Solutions
    Middleton, WI
  • 09/2018 → 11/2023
    Sa Stone Wealth Management Inc.
    Birmingham, AL
  • 11/2023 → Present
    Retirement Solutions, Llc
    Middleton, WI
  • 11/2023 → Present
    Madison, WI
Previous Registrations
  • 2018-01-11 → 2024-01-22
    Mission Viejo, CA
    San Clemente, CA
  • 2017-09-06 → 2018-09-26
    Cetera Wealth Services, Llc
    San Diego, CA
    Middleton, WI
    Middleton, WI
  • 2006-02-22 → 2017-11-01
    Girard Securities, Inc.
    Milwaukee, WI
    Middleton, WI
    San Diego, CA
  • 2005-04-19 → 2006-03-10
    Madison, WI
Other Businesses

1)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers 2)Retirement Solutions, LLC - DBA 3)Cobblestone Tax Service | 2307 Parmenter Street, Suite 100, Middleton, WI 53562 | Owner | Description: Tax and accounting services | Beginning 1/2006 | 30 hours per month, 20 hours during trading hours | Paid position | Not investment related 4)One Willow Assets, LLC | N2771 N Lake Point Drive, Lodi, WI 53555 | Owner | Description: Warehouse rentals | Beginning 2/2024 | 0 hours per month, 0 hours during trading hours | Paid position | Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-04-12
  • S66 Uniform Combined State Law Examination
    2001-04-12

View on SEC IAPD

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