Lee Michael Pysnik

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1984 → Present
  Lee Pysnik, Cpa
  Diamond Bar, CA
• 10/2012 → Present
  Independent Financial Group, Inc.
  Diamond Bar, CA

Previous Registrations

• 2002-01-29 → 2012-11-12
  Cetera Investment Advisers Llc
  Diamond Bar, CA

Other Businesses

(1) LEE PYSNIK, CPA POSITION: Officer/Director NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 08/01/1984 ADDRESS: 22632 Golden Springs Drive, Suite 315, Diamond Bar CA 91765, United States DESCRIPTION: 100% OWNER OF LEE PYSNIK, CPA OFFERING TAX/ACCOUNTING SERVICES. (2) PYSNIK FINANCIAL POSITION: THIS IS A DBA LISTING NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 35 SECURITIES TRADING HOURS: 35 START DATE: 10/01/2012 ADDRESS: 22632 Golden Springs Drive, Suite 315, Diamond Bar CA 91765, United States DESCRIPTION:100% OWNER OF DBA PYSNIK FINANCIAL, USED FOR MARKETING PURPOSES. (3) LEE PYSNIK - INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/13/2001 ADDRESS: 22632 Golden Springs Drive, Suite 315, Diamond Bar CA 91765, United States DESCRIPTION: CA INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS. (4) LEE PYSNIK, CPA POSITION: Trustee NATURE: Acting as a POA, Trustee, Executor (This activity is strictly limited and will only be approved for direct family members. If you have questions, please call a Compliance Officer). INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 02/07/2025 ADDRESS: 1141 Ranchwood Place, Diamond Bar CA 91766, United States DESCRIPTION: I have been engaged to distribute the assets of a tax client in accordance with the provisions of his trust document. The decedent and/or trust maintains its own investment advisors, and I do NOT make any investment decisions. Prior to beginning this assignment, I spoke with Sandy in your compliance department on February 7, 2025, at 1:50 PM PST and provided her with the details of my planned activities. I asked whether there were any concerns with me accepting this engagement. Sandy indicated that one item required verification and that she would consult with a supervisor. She subsequently called me back at 1:58 PM PST after speaking with a supervisor and confirmed that it was acceptable for me to proceed. Additionally, I have retained an estate and trust attorney to ensure full legal compliance. No ability to enter any additional comments at bottom of page: NOTE: More than 90% of the assets are held in US Treasuries and FDIC insured CD's. Additionally, the trust indemnifies me for my actions.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-01-09
• S63 Uniform Securities Agent State Law Examination
  2001-01-30

Designations

• Personal Financial Specialist