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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-11 |
| IN | RA | APPROVED | 2026-05-06 |
Branch Locations
201 Main Street Suite 605, Lafayette, IN 47901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City Securities Corporation | Lafayette | IN | 08/2008 | 02/2017 |
| Stifel, Nicolaus & Company, Incorporated | Lafayette | IN | 02/2017 | 05/2026 |
| Raymond James & Associates, Inc. | Lafayette | IN | 05/2026 | Present |
(1)Name of Business: Four Roses Cattle LLC Address: 4221 W South River Rd , Logansport, IN, 46947, United States Activity Type: Agriculture/Farming Position/Title: Officer - President Investment Related: No Start Date: 05/05/2026 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Manager of Family Ranching Enterprise
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-29 |
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