Preston Andrew Rosamond

Employer firm

The Rosamond Financial Group Wealth Management, LLC CRD 290902

$66.0M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• FINANCIAL COACHING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → 06/2018
  Summit Brokerage Services, Inc.
  Marble Falls, TX
• 04/2009 → 06/2018
  Summit Financial Group, Inc.
  Marble Falls, TX
• 12/2017 → Present
  The Rosamond Financial Group Wealth Management, Llc
  Marble Falls, TX
• 10/2024 → Present
  Rfg Family Office Llc
  Marble Falls, TX

Previous Registrations

• 2009-04-17 → 2018-07-11
  Summit Financial Group Inc
  Marble Falls, TX
• 2006-08-22 → 2009-04-14
  Edward Jones
  Kingsland, TX

Other Businesses

(1) THE ROSAMOND FINANCIAL GROUP, LLC; SINCE 04/01/2009; SAME AS BRANCH ADDRESS; PRESIDENT; Writing checks, paying payroll, rent, utilities, etc. Any other activities associated with runnning the day to day operations of my office; 40 HOURS SPENT ON ACTIVITY PER MONTH (2) RFG Family Office, LLC; Investment related: No; 608 N. US HWY 281, SUITE 103 MARBLE FALLS TX 78654; Providing operating advice and help to businesses such as administrative organization, organizing their finances, budgeting, records and processes.; MANAGER; Overseeing clients and recommending processes and procedures to organize their business.; Start date: 2024-10-16; 40 Hours per month during trading hours; 40 Hours per month outside trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-08-18
• S63 Uniform Securities Agent State Law Examination
  2001-03-29