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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-12-05 |
| MD | RA | APPROVED | 2015-06-05 |
Branch Locations
100 Light Street 13Th Floor, Baltimore, MD 21202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Baltimore | MD | 06/2015 | Present |
ARMADA CAPITAL, LLC; INVESTMENT RELATED; BALTIMORE,MD; 100% OWNERSHIP; START DATE 03/25/2020; NUMBER OF HOURS PER MONTH 170; NUMBER OF HOURS DURING TRADING 9; PASS THROUGH FOR FINET PRACTICE. SHUFLY, LLC, NOT INVT RELATED, GLENWOOD, MD, 100% OWNERSHIP WITH SPOUSE, START DATE 1/1/2021, 2 HRS PER MONTH, 0 HRS DURING TRADING, OWNER.; ASCEND, LLC, INV RELATED, BEL AIR, MD, 10% OWNERSHIP, START: 6/15/2022, 1 HR/MONTH, 0 HRS DURING TRADING, US PATENT FOR HEATING AND COOLING CHEMICALS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-01-11 |
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