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Richard Augustine Sementa

D.A. Davidson & Co.

Wilmington, NC

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-10-19
TX RA APPROVED 2023-10-19
  • NC RA
    APPROVED
    Since 2023-10-19
  • TX RA
    APPROVED
    Since 2023-10-19

Branch Locations

1001 Military Cutoff Rd. Suite 100, Wilmington, NC 28405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Securities Wilmington NC 01/2016 02/2021
Truist Investment Services, Inc. Wilmington NC 02/2021 10/2023
Truist Advisory Services, Inc. Atlanta GA 02/2021 10/2023
D.A. Davidson & Co. Wilmington NC 10/2023 Present
Previous Registrations
  • 2021-02-17 → 2023-10-23
    Truist Advisory Services, Inc.
    Atlanta, GA
    Wilmington, NC
  • 2016-01-07 → 2021-02-17
    Bb&T Securities, Llc
    Wilmington, NC
    Richmond, VA
  • 2011-08-25 → 2015-12-14
    United Brokerage Services, Inc
    Morgantown, WV
    Morgantown, WV
    Glenville, WV
    Weston, WV
    Westover, WV
    Star City, WV
    Morgantown, WV
  • 2007-07-11 → 2011-08-19
    Lpl Financial Llc
    Fort Mill, SC
    Morgantown, WV
    Morgantown, WV
    Morgantown, WV
    Fort Mill, SC
  • 2004-10-22 → 2008-01-31
    Uvest Financial Services Group, Inc.
    Morgantown, WV
    Morgantown, WV
    Morgantown, WV
    Morgantown, WV
    Morgantown, WV
    Morgantown, WV
    Westover, WV
  • 2003-08-19 → 2004-10-26
    Valic Financial Advisors, Inc.
    Centreville, VA
  • 2002-05-07 → 2003-08-18
    Bb&T Investment Services, Inc.
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-26
S63 Uniform Securities Agent State Law Examination 2001-03-16
  • S66 Uniform Combined State Law Examination
    2001-11-26
  • S63 Uniform Securities Agent State Law Examination
    2001-03-16
Designations

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC.
WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
OSAIC INSTITUTIONS, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
OSAIC WEALTH, INC.
MORGAN STANLEY

Other Investors

MATTHEW STEPHEN BENNETT
Gary R Bechtold
EDWARD MONTGOMERY KNOX
TIMOTHY CALHOUN GRAY
EMILY ROGERS HARVEY
CHARLES WARREN MINTZ
Savannah Castor King
JOHN DAVID THOMAS

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC
OSAIC INSTITUTIONS, INC. · Wilmington, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC

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