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Isela D Ortega-Wu

Rbc Securities, Inc

Los Angeles, CA

Rbc Rochdale, LLC

New York, NY

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Current Employers
Rbc Securities, Inc

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-06
  • CA RA
    APPROVED
    Since 2026-07-06

Branch Locations

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • USA

Rbc Rochdale, Llc

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-06
  • CA RA
    APPROVED
    Since 2026-07-06

Branch Locations

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Western International Securities, Inc. Pasadena CA 03/2014 01/2025
Grove Point Investments Llc Rockville MD 11/2023 01/2025
City National Securities, Inc. Los Angeles CA 01/2025 Present
Rbc Rochdale, Llc Los Angeles CA 07/2026 Present
  • 03/2014 → 01/2025
    Western International Securities, Inc.
    Pasadena, CA
  • 11/2023 → 01/2025
    Grove Point Investments Llc
    Rockville, MD
  • 01/2025 → Present
    City National Securities, Inc.
    Los Angeles, CA
  • 07/2026 → Present
    Rbc Rochdale, Llc
    Los Angeles, CA
Previous Registrations
  • 2025-02-20 → 2026-01-29
    Rbc Securities, Inc
    Los Angeles, CA
    New York, NY
    Claremont, CA
  • 2014-04-02 → 2025-01-06
    Western International Securities, Inc.
    Pasadena, CA
    Pasadena, CA
    Pasadena, CA
  • 2008-07-17 → 2014-03-26
    U.S. Bancorp Advisors, Llc
    Los Angeles, CA
  • 2006-07-11 → 2008-07-17
    Wamu Investments, Inc.
    Irvine, CA
    Irvine, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-10
  • S66 Uniform Combined State Law Examination
    2006-07-10
Other Names
  • Isela De Jesus Ortega
  • Isela Ortega-Wu

View on SEC IAPD

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Other Investors

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DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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