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Daniel Leon Guenther

Key Investment Services LLC

Brooklyn, OH

Naples, FL

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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-10-24
OH RA APPROVED 2014-03-03
  • FL RA
    APPROVED
    Since 2023-10-24
  • OH RA
    APPROVED
    Since 2014-03-03

Branch Locations

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

3777 Tamiami Trail North Suite 100, Naples, FL 34103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Investment Services Cincinnati OH 02/2014 Present
  • 02/2014 → Present
    Key Investment Services
    Cincinnati, OH
Previous Registrations
  • 2011-02-02 → 2014-02-20
    U.S. Bancorp Investments, Inc.
    Mason, OH
    Cincinnati, OH
    Milford, OH
    Milford, OH
    Cincinnati, OH
    West Chester, OH
    Cincinnati, OH
  • 2006-01-24 → 2011-01-20
    Key Investment Services Llc
    Dayton, OH
    Cincinnati, OH
    Indianapolis, IN
  • 2005-07-06 → 2006-01-18
    Chase Investment Services Corp.
    Cincinnati, OH
    Chicago, IL
  • 2005-01-26 → 2005-07-06
    Banc One Securities Corporation
    Cincinnati, OH
Other Businesses

GUENTHER PROPERTIES, LLC; NO; OH; RENTAL PROP; YES; OWNER; N/A; 5HRS/MT; 0; RENTAL PROP

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-01-24
S63 Uniform Securities Agent State Law Examination 2001-06-11
  • S65 Uniform Investment Adviser Law Examination
    2005-01-24
  • S63 Uniform Securities Agent State Law Examination
    2001-06-11

View on SEC IAPD

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Other Investors

Joseph Briel Skarda
KRISTY LYNN TOYE-COOPER
David Jonathan Dershteller
LUANN MARIE SPAETHE
Mallory D Haseley
TIMOTHY ALBERT SHAW
MICHAEL BRENT BUROKER
KAREN ALTHIA YORKE

Other Offices

KEY INVESTMENT SERVICES LLC · BROOKLYN, OH
VICTORY CAPITAL MANAGEMENT INC. · Brooklyn, OH
LINCOLN INVESTMENT · PARMA, OH
INDEPENDENCE CAPITAL CO., INC. · PARMA, OH
LPL FINANCIAL LLC · PARMA, OH
OSAIC WEALTH, INC. · PARMA, OH
CETERA INVESTMENT ADVISERS LLC · CLEVELAND, OH
THE HUNTINGTON INVESTMENT COMPANY · Cleveland, OH

More in Brooklyn, OH

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