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Buckeye, AZ • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2026-07-08 |
| MO | RA | APPROVED | 2023-04-20 |
| AZ | RA | APPROVED | 2018-03-28 |
| TX | RA | APPROVED | 2018-03-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Glendale | AZ | 11/2007 | 10/2017 |
| Pfg Advisors | Glendale | AZ | 01/2015 | Present |
| Securities America Inc. | Glendale | AZ | 10/2017 | Present |
| Thunderbird Wealth Management | Chino Valley | AZ | 03/2018 | Present |
1/9/2021: CHINO VALLEY EDUCATION FOUNDATION. 501C NON PROFIT. BOARD MEMBER. NO COMPENSATION RECEIVED. NO CHECK WRITING AUTHORITY. 4 HOURS/MONTH
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-29 |
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