Sandra Colleen Newell

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1980 → 04/2023
  Robert B Joki, Clu & Associates
  Mountlake Terrace, WA
• 09/2014 → 06/2021
  Voya Financial Advisors
  Mountlake Terrace, WA
• 12/2020 → Present
  Weststar Financial Group, Llc
  Beaverton, OR
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2019 → Present
  Joki, Newell & Associates, Llc
  Everett, WA

Previous Registrations

• 2018-05-23 → 2021-06-09
  Voya Financial Advisors, Inc.
  Mountlake Terrace, WA
  Clackamas, OR
  Windsor, CT

Other Businesses

1. NAME OF ENTITY: Sandra Newell - Notary; No; 6912 220TH ST SW STE 100; MOUNTLAKE TERRACE; WA; 98043; Notary; Notary Public; 1/1/2016; 1; 1; Notarize documents. 2. NAME OF ENTITY: WESTSTAR FINANCIAL GROUP, LLC; No; 8625 SW Cascade Avenue, Suite 104; Beaverton; OR; 97008; FINANCIAL SERVICES; OSJ Manager; 12/15/2020; 80; 40; management of the reps within my OSJ hierarchy to include compliance, review of emails and audits 3. NAME OF OTHER BUSINESS: JOKI, NEWELL & ASSOCIATES, LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 4/2023, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES & SALE & SERVICE OF FIXED INSURANCE; 4. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 4/2023; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, FIXED ANNUITIES, & LONG-TERM CARE; 5. NAME OF OTHER BUSINESS: LIFE SETTLEMENT BUSINESS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: LIFE SETTLEMENT; START DATE: 03/2025; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE SETTLEMENTS THROUGH CETERA APPROVED VENDORS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-05-04
• S63 Uniform Securities Agent State Law Examination
  2010-03-19

Other Names

• Sandra C Joki