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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2007-06-06 |
Branch Locations
2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States
307 N Gay St, Auburn, AL 36830 • United States
855 Highway 231 S, Troy, AL 36081 • United States
2001 E University Dr, Auburn, AL 36830 • United States
603 S 6Th St, Opelika, AL 36801 • United States
2660 Eastchase Ln Ste 301, Montgomery, AL 36117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Montgomery | AL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Montgomery | AL | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-29 |
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