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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-05-01
  • MO RA
    APPROVED
    Since 2024-05-01

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

10733 Sunset Office Dr Suite 225, St Louis, MO 63127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation St. Louis MO 11/2001 11/2023
Butler Associates Financial Planners, Inc St. Louis MO 12/2014 03/2019
Gregory Rolfes Cpa Pc St. Louis MO 07/2000 Present
Osaic Wealth, Inc. St Louis MO 11/2023 04/2024
Lpl Financial Llc St Louis MO 05/2024 06/2025
Wealth Enhancement Group St Louis MO 05/2024 Present
Wealth Enhancement Advisory Services St Louis MO 05/2024 Present
Wealth Enhancement Brokerage Services St Louis MO 05/2024 Present
  • 11/2001 → 11/2023
    Fsc Securities Corporation
    St. Louis, MO
  • 12/2014 → 03/2019
    Butler Associates Financial Planners, Inc
    St. Louis, MO
  • 07/2000 → Present
    Gregory Rolfes Cpa Pc
    St. Louis, MO
  • 11/2023 → 04/2024
    Osaic Wealth, Inc.
    St Louis, MO
  • 05/2024 → 06/2025
    Lpl Financial Llc
    St Louis, MO
  • 05/2024 → Present
    Wealth Enhancement Group
    St Louis, MO
  • 05/2024 → Present
    Wealth Enhancement Advisory Services
    St Louis, MO
  • 05/2024 → Present
    Wealth Enhancement Brokerage Services
    St Louis, MO
Previous Registrations
  • 2019-04-09 → 2024-06-07
    The Retirement Group, Llc
    St. Louis, MO
    San Diego, CA
  • 2015-02-24 → 2019-03-19
    Butler Associates Financial Planners, Inc.
    St. Louis, MO
Other Businesses

1. 04/05/2024- GREGORY ROLFES CPA- Tax Prep/Accounting/CPA- location put at reported business location (s)- 80 hr per mnth- 2 hrs during trading-start date 4/30/2024 2. 05/23/2024 - WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Advisor - Started: 4/30/2024 - 160 Hrs/Mo; 8 Hrs During Trading - I provide investment advisory services through Wealth Enhancement Advisory Services, LLC an independent investment advisor firm. I started this business activity in 5/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-16
S65 Uniform Investment Adviser Law Examination 1999-12-02
S63 Uniform Securities Agent State Law Examination 1999-08-17
  • S66 Uniform Combined State Law Examination
    2014-12-16
  • S65 Uniform Investment Adviser Law Examination
    1999-12-02
  • S63 Uniform Securities Agent State Law Examination
    1999-08-17
Other Names
  • Gregory J Rolfes

View on SEC IAPD

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