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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2022-12-09 |
| TX | RA | APPROVED | 2022-12-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America | Alamogordo | NM | 10/2004 | 09/2017 |
| Tcfg Wealth Management, Llc | Laguna Niguel | CA | 09/2017 | 03/2018 |
| Tcfg Investment Advisors, Llc | Laguna Niguel | CA | 09/2017 | 03/2018 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2018 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2018 | Present |
| Lpl Financial Llc | El Paso | TX | 12/2022 | Present |
1) 12/08/2022 - Legacy Financial Partners - Non-Variable Insurance - Sells: Whole & Term Life - Paso, TX - Investment related -Start date: 01/01/2003 - 1 Hrs/Mth - 1Hrs During Trading. 2) 12/08/2022 - Legacy Financial Partners - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(S) - Start date:11/28/2022 - 160 Hrs/Mth - 8Hrs During Trading. 3) 05/11/2023 - RemVal LLC - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date 05/01/2023 - 1 Hours Per Month/0 Hours During Securities Trading 4) 08/07/2025 - Other - Business Owner - Not Investment Related - Tularosa, NM - Start Date:09/01/2025 - 5 Hrs/Mth - 0 Hrs During Trading. 5) 08/07/2025 - Real Estate Rental - Investment Related - Tularosa, NM - Start Date:09/01/2025 - 5 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-29 |
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