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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2022-12-09
TX RA APPROVED 2022-12-09
  • NM RA
    APPROVED
    Since 2022-12-09
  • TX RA
    APPROVED
    Since 2022-12-09

Branch Locations

1400 E 9Th St Suite A, Alamogordo, NM 88310 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America Alamogordo NM 10/2004 09/2017
Tcfg Wealth Management, Llc Laguna Niguel CA 09/2017 03/2018
Tcfg Investment Advisors, Llc Laguna Niguel CA 09/2017 03/2018
Cambridge Investment Research, Inc. Fairfield IA 03/2018 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2018 Present
Lpl Financial Llc El Paso TX 12/2022 Present
Previous Registrations
Other Businesses

1) 12/08/2022 - Legacy Financial Partners - Non-Variable Insurance - Sells: Whole & Term Life - Paso, TX - Investment related -Start date: 01/01/2003 - 1 Hrs/Mth - 1Hrs During Trading. 2) 12/08/2022 - Legacy Financial Partners - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(S) - Start date:11/28/2022 - 160 Hrs/Mth - 8Hrs During Trading. 3) 05/11/2023 - RemVal LLC - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date 05/01/2023 - 1 Hours Per Month/0 Hours During Securities Trading 4) 08/07/2025 - Other - Business Owner - Not Investment Related - Tularosa, NM - Start Date:09/01/2025 - 5 Hrs/Mth - 0 Hrs During Trading. 5) 08/07/2025 - Real Estate Rental - Investment Related - Tularosa, NM - Start Date:09/01/2025 - 5 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-26
S63 Uniform Securities Agent State Law Examination 2001-03-29
  • S66 Uniform Combined State Law Examination
    2005-08-26
  • S63 Uniform Securities Agent State Law Examination
    2001-03-29
Other Names
  • Remick Landon Ham
  • Remick Ham

View on SEC IAPD

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