Alan Conrad Luchay

Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2025-01-01

SC RA
APPROVED

Since 2025-01-01

Branch Locations

Hanahan, SC • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Self Employed	Charleston	SC	03/1989	Present
Us Air Force Reserves	Charleston	SC	11/1990	01/2025
Sigma Planning Corp	Hanahan	SC	02/2002	Present
Parkland Securities, Llc	Ann Arbor	MI	08/2014	Present

03/1989 → Present

Self Employed

Charleston, SC
11/1990 → 01/2025

Us Air Force Reserves

Charleston, SC
02/2002 → Present

Sigma Planning Corp

Hanahan, SC
08/2014 → Present

Parkland Securities, Llc

Ann Arbor, MI

Other Businesses

Owner of Rental Properties in Hanahan and Goose Creek, SC area. Managed by a third party property manager. Time devoted - approx. 30 minutes monthly. LUCHAY INSURANCE: SELL LIFE, HEALTH AND FIXED INDEX ANNUITIES THROUGH VARIOUS INSURANCE COMPANIES. General Agent offering fixed annuities and fixed life insurance.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-07-18
S63	Uniform Securities Agent State Law Examination	2001-04-20

S65 Uniform Investment Adviser Law Examination

2001-07-18
S63 Uniform Securities Agent State Law Examination

2001-04-20

View on SEC IAPD