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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-03-15 |
| TX | RA | APPROVED | 2024-03-15 |
| VA | RA | APPROVED | 2024-03-15 |
Branch Locations
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
6525 Carnegie Blvd Suite 115, Charlotte, NC 28211 • United States
Waxhaw, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financvial Services, Inc. | Suffolk | VA | 08/2017 | 03/2024 |
| Raymond James Financial Services Advisors Inc. | Suffolk | VA | 08/2017 | 03/2024 |
| Freedom Street Partners | Charlotte | NC | 10/2017 | 03/2024 |
| Steward Partners Global Advisory, Llc | Charlotte | NC | 03/2024 | Present |
| Steward Partners Investment Solutions, Llc | Charlotte | NC | 03/2024 | Present |
| Steward Partners Investment Advisory, Llc | Charlotte | NC | 03/2024 | Present |
| Edward Jones | St. Louis | MO | 01/2001 | 08/2017 |
(1) Name of Business: Brian M. Elms, LLC Address: 2029 Tailwood Drive, Waxhaw, NC, 28173, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 08/04/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of Support Company (2) Name of Business: Freedom Street Partners Address: 6525 Morrison Blvd Ste 115, Charlotte, NC, 28211, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 10/01/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Non control ownership interest of support company (3) Name of Business: FSP Enterprise, LLC Address: 6525 Carnegie Blvd Ste 115, Charlotte, NC, 28211, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/28/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Non control owner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-08 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-29 |
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