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Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-11-03
  • MN RA
    APPROVED
    Since 2021-11-03

Branch Locations

Minneapolis, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Eden Prairie MN 03/2015 07/2020
Fbl Financial Group West Des Moines IA 07/2020 08/2021
Fbl Marketing Services West Des Moines IA 07/2020 08/2021
Transamerica Investors Securities Corporation Minneapolis MN 11/2021 Present
Transamerica Life Insurance Company Minneapolis MN 11/2021 Present
  • 03/2015 → 07/2020
    Eden Prairie, MN
  • 07/2020 → 08/2021
    Fbl Financial Group
    West Des Moines, IA
  • 07/2020 → 08/2021
    Fbl Marketing Services
    West Des Moines, IA
  • 11/2021 → Present
    Transamerica Investors Securities Corporation
    Minneapolis, MN
  • 11/2021 → Present
    Transamerica Life Insurance Company
    Minneapolis, MN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-10
S63 Uniform Securities Agent State Law Examination 2001-11-20
  • S65 Uniform Investment Adviser Law Examination
    2020-08-10
  • S63 Uniform Securities Agent State Law Examination
    2001-11-20
Other Names
  • Brad Leroy Sharp
  • Brad Sharp

View on SEC IAPD

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