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Kurt D. Walters

Morgan Stanley

Purchase, NY

New York, NY

CRD 4342413

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
NJ RA APPROVED 2009-06-01
TX RA APPROVED 2009-06-01
  • NY RA
    APPROVED
    Since 2021-06-16
  • NJ RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED
    Since 2009-06-01

Branch Locations

2000 Westchester Avenue 1Nc, Purchase, NY 10577 • United States

55 East 52Nd Street 10Th Floor, New York, NY 10055 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Purchase NY 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Purchase, NY
Previous Registrations
  • 2008-05-22 → 2009-06-01
    Morgan Stanley & Co. Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-04-21
S63 Uniform Securities Agent State Law Examination 2007-03-12
  • S65 Uniform Investment Adviser Law Examination
    2008-04-21
  • S63 Uniform Securities Agent State Law Examination
    2007-03-12
Other Names
  • Kurt D Walters

View on SEC IAPD

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