Inactive

Shannon Nicole Stone

Parallel Advisors, LLC

San Francisco, CA

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Current Employers

Parallel Advisors, Llc

150 Spear Street Suite 1600, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-01

CA RA
APPROVED

Since 2025-01-01

Branch Locations

150 Spear Street Suite 1600, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Dhr Investment Counsel Ltd	Oakland	CA	08/2009	01/2022
Griffin Black, Inc.	Redwood City	CA	02/2022	02/2023
Parallel Advisors, Llc	San Francisco	CA	02/2023	Present

08/2009 → 01/2022

Dhr Investment Counsel Ltd

Oakland, CA
02/2022 → 02/2023

Griffin Black, Inc.

Redwood City, CA
02/2023 → Present

Parallel Advisors, Llc

San Francisco, CA

Previous Registrations

2022-03-30 → 2023-03-07

Griffin Black, Llc

Redwood City, CA

Discovery Bay, CA
2015-04-08 → 2022-02-16

Dhr Investment Counsel Ltd

Oakland, CA
2007-10-08 → 2009-11-05

Ameriprise Financial Services, Llc

Walnut Creek, CA
2006-03-08 → 2006-09-25

Citigroup Global Markets Inc.

Modesto, CA
2002-03-13 → 2006-03-20

Alamo Capital

Walnut Creek, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-08-21

S66 Uniform Combined State Law Examination

2001-08-21

Designations

Other Names

Shannon Nicole Sorg
Shannon Nicole Spina

View on SEC IAPD

Other Firms

FORT POINT CAPITAL PARTNERS LLC

DIVISAR CAPITAL MANAGEMENT, LLC

CHARLES SCHWAB & CO., INC.

1SHARPE CAPITAL LLC

RBC SECURITIES, INC

STRATEGIC ADVISERS LLC

VALEAS CAPITAL PARTNERS

ZENTARA EXCHANGE LTD

Other Investors

TIMOTHY TODD MCDOWELL

JOHN HUGH MCDEVITT

JOSEPH WADE PITTS

MARK ALLAN ANDERSON

RALPH MELVILLE DRYBROUGH

PAUL ROBERT TOUCHSTONE

Jacob David Mahoney

ROBIN TICKNOR BRINCKERHOFF

Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA

DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA

CHARLES SCHWAB & CO., INC. · San Francisco, CA

1SHARPE CAPITAL LLC · SAN FRANCISCO, CA

RBC SECURITIES, INC · SAN FRANCISCO, CA

STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA

VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA

ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

More in San Francisco, CA

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