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Kathleen M Focht

Sapere Wealth Management, LLC

Matthews, NC

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Current Employers
Sapere Wealth Management, Llc

130 Matthews Station St. Suite 2A, Matthews, NC 28105 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2005-03-08
  • VA RA
    APPROVED
    Since 2005-03-08

Branch Locations

130 Matthews Sta St #2A, Matthews, NC 28501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sapere Wealth Creation, Llc Matthews NC 12/2004 Present
Carlton Dixon Charlotteville VA 06/2002 Present
Sapere Wealth Management Matthews NC 01/2005 Present
  • 12/2004 → Present
    Sapere Wealth Creation, Llc
    Matthews , NC
  • 06/2002 → Present
    Carlton Dixon
    Charlotteville, VA
  • 01/2005 → Present
    Sapere Wealth Management
    Matthews , NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-03-07
S63 Uniform Securities Agent State Law Examination 2001-08-18
  • S65 Uniform Investment Adviser Law Examination
    2005-03-07
  • S63 Uniform Securities Agent State Law Examination
    2001-08-18
Other Names
  • Kathleen M Johnson

View on SEC IAPD

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Collin J Brantmeyer
Joseph A Marano
BRADLEY PHILLIP KELLEN
DAVID REID

Other Offices

NEXUS CAPITAL INC · MATTHEWS, NC
EDWARD JONES · MATTHEWS, NC
FOUNDERS FINANCIAL SECURITIES LLC · Matthews, NC
LPL ENTERPRISE, LLC · MATTHEWS, NC
FAMILY WEALTH PARTNERS, LLC · MATTHEWS, NC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Matthews, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MATTHEWS, NC
LPL ENTERPRISE, LLC · STALLING, NC

More in Matthews, NC

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