Best Investors Account Sign in
Inactive

Kathleen M Focht

Sapere Wealth Management, LLC

Matthews, NC

CRD 4342252

Claim This Profile
Employer firm

Sapere Wealth Management, LLC CRD 119598

$605M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Sapere Wealth Management, Llc

130 Matthews Station St. Suite 2A, Matthews, NC 28105 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2005-03-08
  • VA RA
    APPROVED
    Since 2005-03-08

Branch Locations

130 Matthews Sta St #2A, Matthews, NC 28501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sapere Wealth Creation, Llc Matthews NC 12/2004 Present
Carlton Dixon Charlotteville VA 06/2002 Present
Sapere Wealth Management Matthews NC 01/2005 Present
  • 12/2004 → Present
    Sapere Wealth Creation, Llc
    Matthews , NC
  • 06/2002 → Present
    Carlton Dixon
    Charlotteville, VA
  • 01/2005 → Present
    Sapere Wealth Management
    Matthews , NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-03-07
S63 Uniform Securities Agent State Law Examination 2001-08-18
  • S65 Uniform Investment Adviser Law Examination
    2005-03-07
  • S63 Uniform Securities Agent State Law Examination
    2001-08-18
Other Names
  • Kathleen M Johnson

View on SEC IAPD

Nearby Firms

NEXUS CAPITAL INC
EDWARD JONES
FOUNDERS FINANCIAL SECURITIES LLC

Nearby Investors

ANUP A DESAI
Nadir Kabir Noorani
AFZAL SADRUDDIN MITHWANI

Nearby Offices

NEXUS CAPITAL INC · MATTHEWS, NC
EDWARD JONES · MATTHEWS, NC
FOUNDERS FINANCIAL SECURITIES LLC · Matthews, NC

More in Matthews, NC

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor