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35 Main Street, Sag Harbor, NY 11963 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-06-09 |
Branch Locations
35 Main Street, Sag Harbor, NY 11963 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mcra | Southampton | NY | 11/2006 | 03/2020 |
| Hornor, Townsend & Kent, Llc | Watermill | NY | 01/2013 | 03/2020 |
| Penn Mutual Life Insurance Company | Horsham | PA | 12/2012 | 03/2020 |
| Aj Cardona & Co | Sag Harbor | NY | 01/2014 | Present |
| The Leaders Group, Inc. | Littleton | CO | 03/2022 | 12/2024 |
| Ffr | Sag Hrbor | NY | 11/2022 | Present |
| Big Rock Advisors Llc | Montauk | NY | 02/2024 | 06/2025 |
| Big Rock Advisors Llc | Montauk | NY | 06/2025 | Present |
| Benefit Funding Services, Llc | Irvine | CA | 07/2025 | Present |
1.) AJ CARDONA & CO ; Yes; Sag Harbor, NY; Insurance Services; Owner/Insurance Agent; 1/2014; 100 hrs/mo; 100 hrs/mo (during trading hours). 2.) FFR; Yes; Sag Harbor, NY; Life Insurance; Insurance Agent; 11/2022; 3 hrs/mo; 3 hrs/mo (during trading hours). 3.) Benefit Funding Services, LLC; yes; Irvine, CA; broker/dealer; Registered Representative; 07/2025; 1 hr/mo; 1 hr/mo during securities trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 2001-04-06 |
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