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45 Braintree Hill Office Park Suite 201, Braintree, MA 02184 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-11-08 |
| MA | RA | APPROVED | 2021-05-14 |
Branch Locations
45 Braintree Hill Office Park Suite 201, Braintree, MA 02184 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Boston | MA | 01/2000 | 05/2021 |
| Pallas Capital Advisors, Llc | Braintree | MA | 05/2021 | Present |
| Purshe Kaplan Sterling Investments, Inc. | Braintree | MA | 05/2021 | Present |
1) Pallas Capital Advisors, LLC. Investment related. Located at 45 Braintree Hill Office Park, Braintree, MA 02184. Position - Managing Director. Start 05/2021. 40 hours per month, 8 hours during trading hours. Duties - Financial Advisor. 2) Fixed Insurance - Investment Related. Located at 45 Braintree Hill Office Park, Braintree, MA 02184. Nature - Fixed Insurance and Annuity Business. Position - Agent. Start 05/2021. 10 hours per month, 10 hours during trading hours. Duties - sell Fixed Insurance and Annuities. 3) Salem Country Club / 133 Forest Street Peabody, MA 01960 / Association (i.e., Trade or Industry, Sport...)/ Other Country Club / Member entertainment / Member of a committee with management or supervisory functions / / member of the by laws committee / Start Date 10/03/2016 / Salem Country Club / 133 Forest Street, Peabody, MA 01960 / www.salemcountryclub.org / No / Other / Country Club / Member entertainment / No / Member of a committee with management/supervisor functions / Chairperson of Pool & Tennis Committee and member of investment committee / No / Start Date 10/1/2019
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-06-26 |
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