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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2004-08-25 |
| NC | RA | APPROVED | 2003-08-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Charlotte | NC | 07/2003 | Present |
| Bank Of America, N.A. | Charlotte | NC | 05/2011 | Present |
I*28443 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: GERMAN AMERICAN CHAMBER OF COMMERCE INVESTMENT RELATED: N ADDRESS OF BUSINESS: ATLANTA, GEORGIA 30318 NATURE OF BUSINESS: CHARITABLE ORGANIZATION,NON-PROFIT POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 12/1/2008 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OTHER PROMOTE TRADE BETWEEN GERMANY AND THE US
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 2001-04-06 |
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