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Richard Thomas Steury

Janney Montgomery Scott LLC

Mansfield, OH

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-11-29
OH RA APPROVED 2007-01-16
CA RA APPROVED 2007-01-11
  • TX RA
    APPROVED_RES
    Since 2018-11-29
  • OH RA
    APPROVED
    Since 2007-01-16
  • CA RA
    APPROVED
    Since 2007-01-11

Branch Locations

40 Park Avenue West, Mansfield, OH 44902-1603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Mansfield OH 01/2007 09/2020
Janney Montgomery Scott Llc Mansfield OH 09/2020 01/2026
Janney Montgomery Scott Llc Mansfield OH 01/2026 Present
Previous Registrations
  • 2006-10-31 → 2007-01-22
    Keybanc Capital Markets Inc.
    Mansfield, OH
    Mansfield, OH
    Mansfield, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-10-30
S63 Uniform Securities Agent State Law Examination 2001-04-12
  • S65 Uniform Investment Adviser Law Examination
    2006-10-30
  • S63 Uniform Securities Agent State Law Examination
    2001-04-12

View on SEC IAPD

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HD PINNACLE ADVISORS, LTD.
COMMONWEALTH FINANCIAL NETWORK
STATE FARM INVESTMENT MANAGEMENT CORP.
PRINCIPAL SECURITIES, INC.
J.P. MORGAN SECURITIES LLC
EDWARD JONES

Other Investors

MATTHEW GERALD HARRIS
Ethan Ronald Barry
Kage D Rush
JACOB SCOTT BUCKWALTER
Andrew T Young
Drew Thomas Hodgson
Joseph I Mains
Clay P Reynolds

Other Offices

WHITAKER-MYERS WEALTH MANAGERS, LTD. · MANSFIELD, OH
AMERIPRISE FINANCIAL SERVICES, LLC · Mansfield, OH
HD PINNACLE ADVISORS, LTD. · MANSFIELD, OH
JANNEY MONTGOMERY SCOTT LLC · Mansfield, OH
COMMONWEALTH FINANCIAL NETWORK · Mansfield, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Mansfield, OH
PRINCIPAL SECURITIES, INC. · Mansfield, OH
J.P. MORGAN SECURITIES LLC · MANSFIELD, OH

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