Best Investors Account Sign in
Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2020-11-03
TX RA APPROVED 2020-11-03
  • KY RA
    APPROVED
    Since 2020-11-03
  • TX RA
    APPROVED
    Since 2020-11-03

Branch Locations

1925 Frederica Street; Suite 100, Owensboro, KY 42301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Owensboro KY 05/2009 11/2016
Wells Fargo Clearing Services, Llc Owensboro KY 11/2016 11/2020
Robert W Baird & Co Inc Owensboro KY 11/2020 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Owensboro, KY
  • 11/2016 → 11/2020
    Owensboro, KY
  • 11/2020 → Present
    Robert W Baird & Co Inc
    Owensboro, KY
Previous Registrations
  • 2008-01-01 → 2020-11-19
    Owensboro, KY
  • 2003-10-28 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Owensboro, KY
    Owensboro, KY
    St. Louis, MO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-04-12
  • S63 Uniform Securities Agent State Law Examination
    2001-04-12

View on SEC IAPD

More in Owensboro, KY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor