Brent Wesley Traugh

Employer firm

Capital Analysts CRD 162200

$8.77B regulatory AUM 57 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2021-11-17

PA RA
APPROVED

Since 2021-11-17

Branch Locations

724 E. 5Th Street, Bloomsburg, PA 17815 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2011-06-09

PA RA
APPROVED

Since 2011-06-09

Branch Locations

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

724 East 5Th Street, Bloomsburg, PA 17815 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lincoln Investment Planning, Inc.	Bloomsburg	PA	10/2000	Present

10/2000 → Present

Lincoln Investment Planning, Inc.

Bloomsburg, PA

Other Businesses

INSURANCE POSITION: Agent NATURE: Life Insurance & Fixed Annuity INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2009 ADDRESS: 724 E 5th Street, Bloomsburg PA 17815, United States DESCRIPTION: Writing the applications for life insurance and fixed annuities.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2001-06-02

S63 Uniform Securities Agent State Law Examination

2001-06-02

View on SEC IAPD