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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-14
PA RA APPROVED 2011-01-21
  • TX RA
    APPROVED
    Since 2025-01-14
  • PA RA
    APPROVED
    Since 2011-01-21

Branch Locations

955 Chesterbrook Blvd 3Rd Fl [L1-Rbo], Wayne, PA 19087 • United States

Collegeville, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Limerick PA 12/2010 11/2016
Wells Fargo Clearing Services, Llc Limerick PA 11/2016 Present
Previous Registrations
  • 2004-01-01 → 2011-01-24
    Warminster, PA
    Ambler, PA
    Bensalem, PA
  • 2003-06-02 → 2004-01-01
    J.J.B. Hilliard, W.L. Lyons, Llc
    Ambler, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-04-23
S63 Uniform Securities Agent State Law Examination 2001-04-18
  • S65 Uniform Investment Adviser Law Examination
    2001-04-23
  • S63 Uniform Securities Agent State Law Examination
    2001-04-18

View on SEC IAPD

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