Douglas R Falkinburg

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2010 → Present
  Hancock Bank
  Daphne, AL
• 07/2010 → 08/2022
  Hancock Investment Services, Inc.
  Daphne, AL
• 08/2022 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 08/2022 → Present
  Cetera Investment Advisers Llc
  Fairhope, AL

Previous Registrations

• 2010-07-26 → 2022-08-10
  Hancock Whitney Investment Services Inc.
  Mobile, AL
  Daphne, AL
  New Orleans, LA
  Fairhope, AL
• 2009-01-09 → 2010-01-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pensacola, FL
  New York, NY
• 2007-03-16 → 2007-10-11
  Banc Of America Investment Services, Inc.
  Hilton Head, SC
• 2004-09-01 → 2004-10-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Plainsboro, NJ

Exams

• S66 Uniform Combined State Law Examination
  2007-03-02

Designations

• Certified Financial Planner

Other Names

• Doug R Falkinburg
• Doug Richard Falkinburg
• Doug R Falkinburg